4/A//SEC Filing
AUGUSTINE JOHN J 4/A
Accession 0001437749-23-026052
CIK 0001391933other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 5:17 PM ET
Size
12.9 KB
Accession
0001437749-23-026052
Insider Transaction Report
Form 4/AAmended
AUGUSTINE JOHN J
DirectorChief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-05-08$8.10/sh+20,000$162,000→ 45,536 total - Tax Payment
Common Stock
2023-05-08$18.10/sh−4,028$72,907→ 41,508 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-05-08−20,000→ 0 totalExercise: $8.10From: 2018-05-08Exp: 2023-05-08→ Common Stock (20,000 underlying)
Holdings
- 22,200(indirect: By IRA)
Common Stock
- 3,000(indirect: By Spouse)
Common Stock
- 19,184.256(indirect: By ESOP)
Common Stock
- 20,000
Employee Stock Option (Right to Buy)
Exercise: $13.30Exp: 2028-05-09→ Common Stock (20,000 underlying) - 4,687.016(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Includes 1,500 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 7,500 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
- [F2]Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 31, 2023.
- [F3]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
- [F4]The options vested at a rate of 20% per year commencing on May 8, 2014.
- [F5]The options are vesting at a rate of 20% per year commencing on May 9, 2019.
Documents
Issuer
QUAINT OAK BANCORP INC
CIK 0001391933
Entity typeother
Related Parties
1- filerCIK 0001403489
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 5:17 PM ET
- Size
- 12.9 KB