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QUAINT OAK BANCORP INC·4

Sep 15, 5:20 PM ET

AUGUSTINE JOHN J 4

4 · QUAINT OAK BANCORP INC · Filed Sep 15, 2023

Insider Transaction Report

Form 4
Period: 2023-09-15
QUAINT OAK BANCORP INCQNTO
AUGUSTINE JOHN J
DirectorChief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2023-09-15$13.30/sh+3,000$39,900→ 25,200 total(indirect: By IRA)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2023-09-15−3,000→ 17,000 total
    Exercise: $13.30From: 2023-05-09Exp: 2028-05-09→ Common Stock (3,000 underlying)
Holdings

  • Common Stock

    45,558

  • Common Stock

    (indirect: By ESOP)
    19,184.256

  • Employee Stock Option (Right to Buy)

    Exercise: $18.00Exp: 2033-05-10→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: By 401(k))
    13,093.242

  • Common Stock

    (indirect: By Spouse)
    3,000
Footnotes (4)
  • [F1]Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated September 15, 2023.
  • [F2]Includes 4,500 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan that vest ratably over five years at 20% per year commencing on May 10, 2024.
  • [F3]The options vested at a rate of 20% per year commencing on May 9, 2019.
  • [F4]The options are vesting at a rate of 20% per year commencing on May 10, 2024.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4