HENNESSY NEIL J 4
4 · HENNESSY ADVISORS INC · Filed Sep 19, 2023
Insider Transaction Report
Form 4
HENNESSY NEIL J
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2023-09-18+19,700→ 2,070,672.5 total(indirect: By Trust) - Tax Payment
Common Stock
2023-09-18$6.79/sh−5,856.5$39,766→ 2,064,816 total(indirect: By Trust)
Holdings
- 25,059(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
- [F2]Includes 2,050,972.50 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.
- [F3]Reduced by 253 shares from previously reported amount to correct an administrative error. There was no transaction.