4//SEC Filing
OFFENBACH RODGER 4
Accession 0001437749-23-026405
CIK 0001145255other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 6:54 PM ET
Size
6.2 KB
Accession
0001437749-23-026405
Insider Transaction Report
Form 4
OFFENBACH RODGER
Director
Transactions
- Award
Common Stock
2023-09-18+2,800→ 108,373 total(indirect: By Trust)
Holdings
- 8,902
Common Stock
- 6,370(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
- [F2]Includes 105,573 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.
- [F3]The shares previously reported as indirectly owned By IRA are now being reported as directly owned by the reporting person. There was no transaction.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165093
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 6:54 PM ET
- Size
- 6.2 KB