OFFENBACH RODGER 4
4 · HENNESSY ADVISORS INC · Filed Sep 19, 2023
Insider Transaction Report
Form 4
OFFENBACH RODGER
Director
Transactions
- Award
Common Stock
2023-09-18+2,800→ 108,373 total(indirect: By Trust)
Holdings
- 8,902
Common Stock
- 6,370(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
- [F2]Includes 105,573 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.
- [F3]The shares previously reported as indirectly owned By IRA are now being reported as directly owned by the reporting person. There was no transaction.