4//SEC Filing
TATE JEFFREY 4
Accession 0001437749-23-028701
CIK 0000922247other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 6:06 AM ET
Size
9.1 KB
Accession
0001437749-23-028701
Insider Transaction Report
Form 4
TATE JEFFREY
Director
Transactions
- Exercise of In-Money
Common Stock
2023-10-20$0.71/sh+29,941$21,258→ 92,042 total - Purchase
Warrant to Purchase Common Stock
2023-10-20+32,935→ 32,935 totalExercise: $0.95From: 2023-10-20Exp: 2027-10-20→ Common Stock (32,935 underlying) - Exercise of In-Money
Warrant to Purchase Common Stock
2023-10-20$0.13/sh−29,941$3,743→ 0 totalExercise: $0.71From: 2023-04-20Exp: 2030-04-20→ Common Stock (29,941 underlying)
Footnotes (1)
- [F1]The Reporting Person exercised vested Warrants (the "Original Warrants") to purchase 29,941 shares of the Issuer's common stock pursuant to a Securities Purchase Agreement dated October 20, 2023 ("Closing Date"). The Reporting Person exercised his Original Warrant in full on or prior to the Closing Date in consideration of the receipt of new warrants with an exercise price equal to $0.95 per share, to purchase 110% of the shares of the Issuer's common stock covered under the Original Warrants.
Documents
Issuer
Cyclo Therapeutics, Inc.
CIK 0000922247
Entity typeother
Related Parties
1- filerCIK 0001499075
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 6:06 AM ET
- Size
- 9.1 KB