Stewart Laura Lee 4

4 · Sound Financial Bancorp, Inc. · Filed Nov 8, 2023

Form 4

Period: 2023-11-07

DirectorPresident and CEO

Transactions

Tax Payment
Common Stock
2023-11-07$36.27/sh−1,361$49,363→ 59,848 total
Exercise/Conversion
Stock Option (Right to Buy)
2023-11-07−2,937→ 2,937 total
Exercise: $16.80Exp: 2024-01-23→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2023-11-07$16.80/sh+2,937$49,342→ 61,209 total

Holdings

Stock Option (Right to Buy)
Exercise: $18.36Exp: 2025-01-28→ Common Stock (8,362 underlying)
8,362
Stock Option (Right to Buy)
Exercise: $32.46Exp: 2031-01-27→ Common Stock (300 underlying)
300
Stock Option (Right to Buy)
Exercise: $40.13Exp: 2033-01-27→ Common Stock (1,800 underlying)
1,800
Common Stock
(indirect: By ESOP)
13,769
Common Stock
(indirect: By 401(k))
18,034
Stock Option (Right to Buy)
Exercise: $18.36Exp: 2025-01-28→ Common Stock (3,502 underlying)
3,502
Stock Option (Right to Buy)
Exercise: $33.50Exp: 2029-01-25→ Common Stock (250 underlying)
250
Stock Option (Right to Buy)
Exercise: $36.26Exp: 2030-01-31→ Common Stock (120 underlying)
120

Footnotes (4)

[F1]Options are fully exercisable.
[F2]Options vest in three equal annual installments beginning on January 27, 2021.
[F3]Options vest in three equal annual installments beginning on January 27, 2023.
[F4]Reflects additional shares allocated to the reporting person under the Sound Financial Bancorp, Inc. Employee Stock Ownership Plan since the reporting person's last report.

Documents

1 file