HENNESSY BRIAN A 4
4 · HENNESSY ADVISORS INC · Filed Dec 12, 2023
Insider Transaction Report
Form 4
HENNESSY BRIAN A
Director
Transactions
- Purchase
Common Stock
2021-08-10$9.97/sh+2,500$24,932→ 17,562.646 total(indirect: By Spouse) - Purchase
Common Stock
2021-08-11$10.23/sh+1,400$14,315→ 18,962.646 total(indirect: By Spouse)
Holdings
- 18,962.646
Common Stock
- 249,764.5(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.895 to $10.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
- [F2]Includes 2,407.641 shares acquired through automatic dividend reinvestments.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $10.15 to $10.299. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
- [F4]Excludes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also excludes 1.5 shares due to previous rounding errors.
- [F5]Includes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also includes 2,407.641 shares acquired through automatic dividend reinvestments.