4//SEC Filing
HENNESSY BRIAN A 4
Accession 0001437749-23-034248
CIK 0001145255other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:52 PM ET
Size
19.2 KB
Accession
0001437749-23-034248
Insider Transaction Report
Form 4
HENNESSY BRIAN A
Director
Transactions
- Purchase
Common Stock
2021-08-10$9.97/sh+2,500$24,932→ 17,562.646 total(indirect: By Spouse) - Purchase
Common Stock
2021-08-11$10.23/sh+1,400$14,315→ 18,962.646 total(indirect: By Spouse)
Holdings
- 18,962.646
Common Stock
- 249,764.5(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.895 to $10.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
- [F2]Includes 2,407.641 shares acquired through automatic dividend reinvestments.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $10.15 to $10.299. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
- [F4]Excludes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also excludes 1.5 shares due to previous rounding errors.
- [F5]Includes 16,555 shares previously reported as owned by trust due to an administrative error that are now being reported as directly owned. There was no transaction. Also includes 2,407.641 shares acquired through automatic dividend reinvestments.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165100
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 6:52 PM ET
- Size
- 19.2 KB