4//SEC Filing
HENNESSY NEIL J 4
Accession 0001437749-23-034372
CIK 0001145255other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 6:06 PM ET
Size
15.9 KB
Accession
0001437749-23-034372
Insider Transaction Report
Form 4
HENNESSY NEIL J
DirectorPresident and CEO10% Owner
Transactions
- Purchase
HNNA
2023-12-12$6.50/sh+7,190$46,729→ 2,066,944 total(indirect: By Trust)
Holdings
- 5,062
HNNA
- 25,059(indirect: By Spouse)
HNNA
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $6.4976 to $6.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]Excludes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.
- [F3]Includes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165099
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 6:06 PM ET
- Size
- 15.9 KB