4//SEC Filing
MERKEL STEPHEN M 4
Accession 0001437749-24-000367
CIK 0001094831other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:07 PM ET
Size
7.2 KB
Accession
0001437749-24-000367
Insider Transaction Report
Form 4
MERKEL STEPHEN M
EVP, GC and Secretary
Transactions
- Sale
Class A Common Stock, par value $0.01 per share
2024-01-02−136,891→ 9,618 total
Holdings
- 60,071(indirect: By 401(k))
Class A Common Stock, par value $0.01 per share
- 6,258(indirect: By Trust)
Class A Common Stock, par value $0.01 per share
Footnotes (4)
- [F1]On January 2, 2024, the reporting person sold 136,891 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $6.98 was the closing price of a share of Class A common stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.
- [F2]Also includes 9,618 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.
- [F3]Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.
- [F4]Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 27, 2023.
Documents
Issuer
BGC Group, Inc.
CIK 0001094831
Entity typeother
Related Parties
1- filerCIK 0001251144
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:07 PM ET
- Size
- 7.2 KB