LUBAR DAVID J 4
4 · HALLADOR ENERGY CO · Filed Feb 27, 2024
Insider Transaction Report
Form 4
LUBAR DAVID J
10% Owner
Transactions
- Other
Common Stock
2024-02-23$6.25/sh+51,168$320,005→ 1,204,040 total(indirect: By LLC)
Holdings
- 2,788,685(indirect: Lubar Equity Fund)
Common Stock
- 1,279,182(indirect: By LLC)
Convertible Note-common stock
Exercise: $6.25From: 2022-08-18Exp: 2024-08-17→ Common Stock (1,279,182 underlying)
Footnotes (3)
- [F1]These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein.
- [F2]Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock. The share price was $6.254, based on the 30 day VWAP on 7/28/2022 when the Notes were issued.
- [F3]These securities are owned by Lubar Equity Fund, LLC ("LEF"). Lubar & Co., Incorporated is the sole manager of the fund. Mr. David Lubar, as a director and President of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. David Lubar disclaims beneficial ownership in the shares owned by LEF, except to the extent of his respective pecuniary interest therein.