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4//SEC Filing

LUBAR DAVID J 4

Accession 0001437749-24-005658

CIK 0000788965other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 12:50 PM ET

Size

8.1 KB

Accession

0001437749-24-005658

Insider Transaction Report

Form 4
Period: 2024-02-23
LUBAR DAVID J
10% Owner
Transactions
  • Other

    Common Stock

    2024-02-23$6.25/sh+51,168$320,0051,204,040 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: Lubar Equity Fund)
    2,788,685
  • Convertible Note-common stock

    (indirect: By LLC)
    Exercise: $6.25From: 2022-08-18Exp: 2024-08-17Common Stock (1,279,182 underlying)
    1,279,182
Footnotes (3)
  • [F1]These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein.
  • [F2]Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock. The share price was $6.254, based on the 30 day VWAP on 7/28/2022 when the Notes were issued.
  • [F3]These securities are owned by Lubar Equity Fund, LLC ("LEF"). Lubar & Co., Incorporated is the sole manager of the fund. Mr. David Lubar, as a director and President of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. David Lubar disclaims beneficial ownership in the shares owned by LEF, except to the extent of his respective pecuniary interest therein.

Issuer

HALLADOR ENERGY CO

CIK 0000788965

Entity typeother

Related Parties

1
  • filerCIK 0001032385

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 12:50 PM ET
Size
8.1 KB