4//SEC Filing
BOGER JOSHUA S 4
Accession 0001437749-24-005918
CIK 0001053691other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:02 PM ET
Size
10.7 KB
Accession
0001437749-24-005918
Insider Transaction Report
Form 4
CervoMed Inc.CRVO
BOGER JOSHUA S
Director10% Owner
Transactions
- Exercise of In-Money
Pre-Funded Common Stock Purchase Warrant
2024-02-26−495,995→ 0 total(indirect: By Trust)Exercise: $0.00→ Common Stock (495,995 underlying) - Exercise of In-Money
Common Stock
2024-02-26+495,995→ 840,487 total(indirect: By Trust) - Sale
Common Stock
2024-02-26−36→ 840,451 total(indirect: By Trust)
Holdings
- 216,817
Common Stock
Footnotes (3)
- [F1]On February 26, 2024, a pre-funded common stock purchase warrant to purchase 495,995 shares of the Issuer's common stock (as amended, the "Pre-Funded Warrant") held by the JSB 2021 Trust (as defined below) was amended and subsequently exercised in full on a cashless basis. In accordance with the terms of the Pre-Funded Warrant, 36 shares of the Issuer's common stock were withheld in lieu of a cash payment of the exercise price and the JSB 2021 Trust was issued the remaining 495,959 shares of the Issuer's common stock.
- [F2]After giving effect to all transactions described herein, consists of (i) 644,703 shares of the Issuer's common stock held by The Joshua S. Boger 2021 Trust DTD 12/09/2021 (the "JSB 2021 Trust") and (ii) 195,748 shares of the Issuer's common stock held by The Amy S. Boger 2021 Trust (the "ASB 2021 Trust"). The Reporting Person serves as the sole trustee of each of the JSB 2021 Trust and the ASB 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Consists of shares of the Issuer's common stock underlying the previously issued Pre-Funded Warrant. The Pre-Funded Warrant is exercisable at any time after the date of issuance and the pre-funded warrants do not expire.
Documents
Issuer
CervoMed Inc.
CIK 0001053691
Entity typeother
Related Parties
1- filerCIK 0001197023
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 5:02 PM ET
- Size
- 10.7 KB