4//SEC Filing
BARTELS WILLIAMS H 4
Accession 0001437749-24-006045
CIK 0001004989other
Filed
Feb 28, 7:00 PM ET
Accepted
Feb 29, 2:03 PM ET
Size
14.6 KB
Accession
0001437749-24-006045
Insider Transaction Report
Form 4
SPAR Group, Inc.SGRP
BARTELS WILLIAMS H
DirectorVice Chairman10% Owner
Transactions
- Exercise/Conversion
Common Stock, $.01 par value
2023-11-10+206,463→ 5,606,547 total - Exercise/Conversion
Series B Preferred Stock, $.01 par value
2023-11-10−137,642→ 0 total→ Series B Preferred Stock, $.01 par value (137,642 underlying) - Exercise/Conversion
Common Stock, $.01 par value
2023-10-04+240,870→ 5,400,084 total - Exercise/Conversion
Common Stock, $.01 par value
2024-01-11−150,000→ 0 total(indirect: By SPAR Administrative Services, Inc.) - Exercise/Conversion
Series B Preferred Stock, $.01 par value
2023-10-04−160,580→ 137,642 total→ Series B Preferred Stock, $.01 par value (160,580 underlying) - Exercise/Conversion
Common Stock, $.01 par value
2024-01-11+150,000→ 5,756,547 total
Footnotes (7)
- [F1]Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.
- [F2]Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.
- [F3]Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.
- [F4]Not applicable.
- [F5]Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.
- [F6]William H. Bartels is President and was a 39% shareholder on October 4, 2023, and was a 100% shareholder on and after December 8, 2023 of SPAR Administrative Services, Inc. (SAS).
- [F7]Privately transferred in a non-market transaction from SPAR Administrative Services, Inc. (SAS) to William H. Bartels.
Documents
Issuer
SPAR Group, Inc.
CIK 0001004989
Entity typeother
Related Parties
1- filerCIK 0001090391
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Feb 29, 2:03 PM ET
- Size
- 14.6 KB