Stephens Gary 4
4 · Oak Valley Bancorp · Filed Mar 8, 2024
Insider Transaction Report
Form 4
Stephens Gary
EVP Commercial Banking
Transactions
- Discretionary Transaction
Common Stock
2023-12-31+1,027→ 28,918 total - Award
Common Stock
2024-02-28+5,000→ 33,918 total - Tax Payment
Common Stock
2024-02-28−97→ 35,083 total - Tax Payment
Common Stock
2024-02-28−119→ 34,964 total - Tax Payment
Common Stock
2024-02-28−88→ 34,769 total - Award
Common Stock
2024-02-28+1,262→ 35,180 total - Tax Payment
Common Stock
2024-02-28−107→ 34,857 total
Footnotes (9)
- [F1]Adjustment to holdings for shares acquired through 401k profit sharing plan in 2023.
- [F2]Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.
- [F3]Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- [F4]The restricted stock will vest 20% annually on the following dates: 2/28/2025 2/28/2026 2/28/2027 2/28/2028 2/28/2029
- [F5]Award of restricted stock to executive employee pursuant to Stock Incentive Plan.
- [F6]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2024
- [F7]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2024
- [F8]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2024
- [F9]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2023 vested 2/28/2024