PUMA BIOTECHNOLOGY, INC.·4

Mar 19, 9:01 PM ET

AUERBACH ALAN H 4

4 · PUMA BIOTECHNOLOGY, INC. · Filed Mar 19, 2024

Insider Transaction Report

Form 4
Period: 2024-03-15
AUERBACH ALAN H
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Common Stock

    2024-03-15+6,5777,104,320 total
  • Award

    Stock Option (Right to Buy)

    2024-03-15+9,0479,047 total
    Exercise: $5.00Exp: 2034-03-14Common Stock (9,047 underlying)
Footnotes (3)
  • [F1]Reflects supplemental annual equity awards due to an administrative error in the calculations used to determine the original number of shares underlying the annual equity awards.
  • [F2]Subject to Grantee's continued status as an Employee of the Company, the Restricted Stock Units ("RSUs") shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2024, January 1, 2025, July 1, 2025 and January 1, 2026, subject to acceleration in certain events.
  • [F3]Subject to Optionee's continued status as an Employee of the Company, Options shall vest and become exercisable with respect to one-fourth (1/4th) of the Shares subject thereto on each of July 1, 2024, January 1, 2025, July 1, 2025 and January 1, 2026, subject to acceleration in certain events.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4