Home/Filings/4/0001437749-24-008575
4//SEC Filing

AUERBACH ALAN H 4

Accession 0001437749-24-008575

CIK 0001401667other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 9:01 PM ET

Size

7.6 KB

Accession

0001437749-24-008575

Insider Transaction Report

Form 4
Period: 2024-03-15
AUERBACH ALAN H
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Common Stock

    2024-03-15+6,5777,104,320 total
  • Award

    Stock Option (Right to Buy)

    2024-03-15+9,0479,047 total
    Exercise: $5.00Exp: 2034-03-14Common Stock (9,047 underlying)
Footnotes (3)
  • [F1]Reflects supplemental annual equity awards due to an administrative error in the calculations used to determine the original number of shares underlying the annual equity awards.
  • [F2]Subject to Grantee's continued status as an Employee of the Company, the Restricted Stock Units ("RSUs") shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2024, January 1, 2025, July 1, 2025 and January 1, 2026, subject to acceleration in certain events.
  • [F3]Subject to Optionee's continued status as an Employee of the Company, Options shall vest and become exercisable with respect to one-fourth (1/4th) of the Shares subject thereto on each of July 1, 2024, January 1, 2025, July 1, 2025 and January 1, 2026, subject to acceleration in certain events.

Issuer

PUMA BIOTECHNOLOGY, INC.

CIK 0001401667

Entity typeother

Related Parties

1
  • filerCIK 0001358285

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 9:01 PM ET
Size
7.6 KB