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4//SEC Filing

Sharman John Stewart 4

Accession 0001437749-24-009315

CIK 0001279695other
View on SEC.govCompany Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 6:45 PM ET

Size

14.5 KB

Accession

0001437749-24-009315

Insider Transaction Report

Form 4
Period: 2024-03-25
UNIVERSAL BIOSENSORS INCUBI
Sharman John Stewart
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2024-03-25$0.20/sh+1,364,666$272,933→ 1,444,666 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2024-03-25−1,364,666→ 0 total
    Exercise: $0.20Exp: 2024-03-24→ Common Stock (1,364,666 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.25Exp: 2025-03-24→ Common Stock (2,364,667 underlying)
    2,364,667

  • Perforamnce Rights

    Exp: 2025-03-24→ Common Stock (1,250,000 underlying)
    1,250,000

  • Common Stock

    (indirect: By Spouse)
    276,217

  • Stock Option (Right to Buy)

    Exercise: $0.30Exp: 2025-03-24→ Common Stock (1,364,667 underlying)
    1,364,667

  • Performance Rights

    Exp: 2025-03-24→ Common Stock (2,500,000 underlying)
    2,500,000

  • Stock Option (Right to Buy)

    (indirect: By superannuation fund)
    Exercise: $0.30Exp: 2025-03-24→ Common Stock (1,000,000 underlying)
    1,000,000
Footnotes (5)
  • [F1]The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.
  • [F2]The price reported is stated in Australian dollars.
  • [F3]The options are fully vested and became exercisable after September 24, 2020. The options expiring in March 2024 were exercised on March 25, 2024.
  • [F4]Each performance right represents a contingent right to receive one share of common stock of Universal Biosensors, Inc. ("UBI"). The performance rights vest upon, among other triggers, UBI's market capitalization having achieved a specified threshold.
  • [F5]Each performance right represents a contingent right to receive one share of common stock of UBI. The performance rights vest upon a change of control transaction with a value greater a specified threshold.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeother

Related Parties

1
  • filerCIK 0001812991

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 6:45 PM ET
Size
14.5 KB
View on SEC.gov