PRATT WILLIAM J 4

4 · Guerrilla RF, Inc. · Filed Apr 1, 2024

Form 4

Period: 2024-03-28

Director

Transactions

Purchase
Warrant
2024-03-28+21,139→ 21,139 total
Exercise: $2.50From: 2024-09-28Exp: 2029-09-28→ Common Stock (21,139 underlying)
Purchase
Common Stock
2024-03-28+21,139→ 125,378 total

Holdings

Common Stock
(indirect: By Spouse)
966
Stock Option
Exercise: $1.44Exp: 2026-10-26→ Common Stock (2,462 underlying)
2,462
Restricted Stock Unit
From: 2024-04-05→ Common Stock (6,411 underlying)
6,411
Stock Option
Exercise: $1.92Exp: 2028-09-25→ Common Stock (2,462 underlying)
2,462
Stock Option
Exercise: $2.22Exp: 2029-09-11→ Common Stock (1,970 underlying)
1,970
Stock Option
Exercise: $3.18Exp: 2030-10-30→ Common Stock (1,970 underlying)
1,970

Footnotes (5)

[F1]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
[F2]The restricted stock units vest 100% on the earliest of (i) the first anniversary date of the award, 04/05/2024, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
[F3]No expiration date.
[F4]The shares subject to the option are fully vested and exercisable.
[F5]In connection with the conversion of existing debt, the reporting person purchased 21,139 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.

Documents

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