LUBAR DAVID J 4
4 · HALLADOR ENERGY CO · Filed Apr 2, 2024
Insider Transaction Report
Form 4
LUBAR DAVID J
10% Owner
Transactions
- Conversion
Convertible Note-common stock
2024-03-29$6.25/sh−1,279,182$8,000,004→ 0 total(indirect: By LLC)Exercise: $6.25From: 2022-08-17Exp: 2024-08-22→ Common Stock (1,279,182 underlying) - Conversion
Common Stock
2024-03-29$6.25/sh+1,279,182$8,000,004→ 2,483,222 total(indirect: By LLC) - Other
Common Stock
2024-03-29$5.33/sh+180,112$959,997→ 2,663,334 total(indirect: By LLC)
Holdings
- 2,788,685(indirect: Lubar Equity Fund)
Common Stock
Footnotes (5)
- [F1]These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein.
- [F2]Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock.
- [F3]These securities are owned by Lubar Equity Fund, LLC ("LEF"). Lubar & Co., Incorporated is the sole manager of the fund. Mr. David Lubar, as a director and President of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. David Lubar disclaims beneficial ownership in the shares owned by LEF, except to the extent of his respective pecuniary interest therein.
- [F4]Based on the closing stock price on March 28, 2024.
- [F5]Theses securities were issued due to the conversion of two unsecured convertible notes to Lubar Opportunities Fund I, LLC, per the terms of the agreements.