4//SEC Filing
LUBAR DAVID J 4
Accession 0001437749-24-010666
CIK 0000788965other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:17 PM ET
Size
10.9 KB
Accession
0001437749-24-010666
Insider Transaction Report
Form 4
LUBAR DAVID J
10% Owner
Transactions
- Conversion
Convertible Note-common stock
2024-03-29$6.25/sh−1,279,182$8,000,004→ 0 total(indirect: By LLC)Exercise: $6.25From: 2022-08-17Exp: 2024-08-22→ Common Stock (1,279,182 underlying) - Conversion
Common Stock
2024-03-29$6.25/sh+1,279,182$8,000,004→ 2,483,222 total(indirect: By LLC) - Other
Common Stock
2024-03-29$5.33/sh+180,112$959,997→ 2,663,334 total(indirect: By LLC)
Holdings
- 2,788,685(indirect: Lubar Equity Fund)
Common Stock
Footnotes (5)
- [F1]These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein.
- [F2]Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock.
- [F3]These securities are owned by Lubar Equity Fund, LLC ("LEF"). Lubar & Co., Incorporated is the sole manager of the fund. Mr. David Lubar, as a director and President of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. David Lubar disclaims beneficial ownership in the shares owned by LEF, except to the extent of his respective pecuniary interest therein.
- [F4]Based on the closing stock price on March 28, 2024.
- [F5]Theses securities were issued due to the conversion of two unsecured convertible notes to Lubar Opportunities Fund I, LLC, per the terms of the agreements.
Documents
Issuer
HALLADOR ENERGY CO
CIK 0000788965
Entity typeother
Related Parties
1- filerCIK 0001032385
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 5:17 PM ET
- Size
- 10.9 KB