Home/Filings/4/0001437749-24-010963
4//SEC Filing

CHEN HENG W 4

Accession 0001437749-24-010963

CIK 0000861842other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 7:56 PM ET

Size

19.2 KB

Accession

0001437749-24-010963

Insider Transaction Report

Form 4
Period: 2024-04-01
Transactions
  • Exercise/Conversion

    Common Stock

    2024-04-01+5,823171,726 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-04-013,5370 total
    Common Stock (0 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-04-013,7580 total
    Common Stock (0 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-04-017,5170 total
    Common Stock (0 underlying)
  • Tax Payment

    Common Stock

    2024-04-01$36.91/sh2,078$76,699169,648 total
  • Exercise/Conversion

    Common Stock

    2024-04-01+6,187175,835 total
  • Tax Payment

    Common Stock

    2024-04-01$36.91/sh2,208$81,497173,627 total
  • Exercise/Conversion

    Common Stock

    2024-04-01+12,344185,971 total
  • Tax Payment

    Common Stock

    2024-04-01$36.91/sh5,483$202,378180,488 total
Holdings
  • Common Stock

    (indirect: By Trust)
    100
Footnotes (5)
  • [F1]Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
  • [F2]Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
  • [F3]Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria.
  • [F4]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021.
  • [F5]Performance-based restricted stock units vested on December 31, 2023.

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeother

Related Parties

1
  • filerCIK 0001207193

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 7:56 PM ET
Size
19.2 KB