CHEN HENG W 4
4 · CATHAY GENERAL BANCORP · Filed Apr 3, 2024
Insider Transaction Report
Form 4
CHEN HENG W
EVP/CFO
Transactions
- Exercise/Conversion
Common Stock
2024-04-01+5,823→ 171,726 total - Exercise/Conversion
Restricted Stock Units
2024-04-01−3,537→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Restricted Stock Units
2024-04-01−3,758→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Restricted Stock Units
2024-04-01−7,517→ 0 total→ Common Stock (0 underlying) - Tax Payment
Common Stock
2024-04-01$36.91/sh−2,078$76,699→ 169,648 total - Exercise/Conversion
Common Stock
2024-04-01+6,187→ 175,835 total - Tax Payment
Common Stock
2024-04-01$36.91/sh−2,208$81,497→ 173,627 total - Exercise/Conversion
Common Stock
2024-04-01+12,344→ 185,971 total - Tax Payment
Common Stock
2024-04-01$36.91/sh−5,483$202,378→ 180,488 total
Holdings
- 100(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F2]Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F3]Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021.
- [F5]Performance-based restricted stock units vested on December 31, 2023.