BINGHAM KIM R 4

4 · CATHAY GENERAL BANCORP · Filed Apr 3, 2024

Form 4

Period: 2024-04-01

EVP - Chief Credit Officer

Transactions

Exercise/Conversion
Common Stock
2024-04-01+3,599→ 3,599 total
Exercise/Conversion
Common Stock
2024-04-01+3,824→ 6,138 total
Exercise/Conversion
Common Stock
2024-04-01+7,631→ 12,404 total
Tax Payment
Common Stock
2024-04-01$36.91/sh−1,285$47,429→ 2,314 total
Tax Payment
Common Stock
2024-04-01$36.91/sh−1,365$50,382→ 4,773 total
Tax Payment
Common Stock
2024-04-01$36.91/sh−2,723$100,506→ 9,681 total
Exercise/Conversion
Restricted Stock Units
2024-04-01−2,186→ 0 total
→ Common Stock (0 underlying)
Exercise/Conversion
Restricted Stock Units
2024-04-01−2,323→ 0 total
→ Common Stock (0 underlying)
Exercise/Conversion
Restricted Stock Units
2024-04-01−4,647→ 0 total
→ Common Stock (0 underlying)

Holdings

Footnotes (5)

[F1]Of the previously reported target award of 2,186 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F2]Of the previously reported target award of 2,323 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F3]Of the previously reported target award of 4,647 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria.
[F4]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021.
[F5]Performance-based restricted stock units vested on December 31, 2023.

Documents

1 file