|4Apr 25, 9:15 AM ET

Barry Richard 4

4 · CASSAVA SCIENCES INC · Filed Apr 25, 2024

Insider Transaction Report

Form 4
Period: 2024-04-23
Barry Richard
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2024-04-23$22.00/sh+176,085$3,873,870469,562 total(indirect: By Trust)
  • Award

    Common Stock Warrant

    2024-01-03+117,390176,085 total(indirect: By Trust)
    Exercise: $33.00From: 2024-01-03Exp: 2024-05-07Common Stock (176,085 underlying)
  • Exercise/Conversion

    Common Stock Warrant

    2024-04-23117,3900 total(indirect: By Trust)
    Exercise: $33.00From: 2024-01-03Exp: 2024-05-07Common Stock (176,085 underlying)
Footnotes (2)
  • [F1]Represents warrants that were originally issued on January 3, 2024 as a pro-rata distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16.
  • [F2]Form 4 represents exercise for cash of common stock warrants received on January 3, 2024. Holder received one and one-half shares of common stock for each common stock warrant exercised.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4