CATHAY GENERAL BANCORP·4

Jul 2, 7:10 PM ET

CHENG DUNSON K 4

4 · CATHAY GENERAL BANCORP · Filed Jul 2, 2024

Insider Transaction Report

Form 4
Period: 2024-06-28
CHENG DUNSON K
DirectorChairman, President & CEO
Transactions
  • Award

    Restricted Stock Units

    2024-06-28+8,9958,995 total
    Common Stock (8,995 underlying)
  • Award

    Restricted Stock Units

    2024-06-28+9,0669,066 total
    Common Stock (9,066 underlying)
  • Award

    Restricted Stock Units

    2024-06-28+18,13318,133 total
    Common Stock (18,133 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    384,577
  • Common Stock

    (indirect: By Trust)
    182,452
  • Common Stock

    (indirect: By ESOP)
    102,891
  • Common Stock

    161,967
Footnotes (2)
  • [F1]Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
  • [F2]These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    DUNSON CHENG