CATHAY GENERAL BANCORP·4

Jul 2, 7:14 PM ET

CHEN HENG W 4

4 · CATHAY GENERAL BANCORP · Filed Jul 2, 2024

Insider Transaction Report

Form 4
Period: 2024-06-28
Transactions
  • Award

    Restricted Stock Units

    2024-06-28+4,0114,011 total
    Common Stock (4,011 underlying)
  • Award

    Restricted Stock Units

    2024-06-28+4,0424,042 total
    Common Stock (4,042 underlying)
  • Award

    Restricted Stock Units

    2024-06-28+8,0858,085 total
    Common Stock (8,085 underlying)
Holdings
  • Common Stock

    180,488
  • Common Stock

    (indirect: By Trust)
    100
Footnotes (2)
  • [F1]Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
  • [F2]These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    HENG CHEN