Home/Filings/4/0001437749-24-022254
4//SEC Filing

He Xin 4

Accession 0001437749-24-022254

CIK 0001546296other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 5:21 PM ET

Size

10.3 KB

Accession

0001437749-24-022254

Insider Transaction Report

Form 4
Period: 2024-07-01
He Xin
Interim CFO
Transactions
  • Award

    Common Stock

    2024-07-01+40,000280,938 total
  • Award

    Common Stock

    2024-07-01$0.49/sh+1,000,000$495,0001,280,938 total(indirect: See footnote)
  • Award

    Restricted Stock Units

    2023-07-19+40,00040,000 total
    Exercise: $0.00Common Stock (40,000 underlying)
Holdings
  • Stock Options

    Exercise: $4.46From: 2024-07-05Exp: 2034-07-05Common Stock (15,000 underlying)
    15,000
Footnotes (4)
  • [F1]Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
  • [F2]On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the Executive will vest one third (1/3) annually. The last 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.
  • [F3]On June 28, 2024, the Company entered into a stock purchase agreement of 1,000,000 shares of the Company's common stock at a unit price of $0.495 with Eighty-eight Investment LLC, wholly owned and controlled by Mr. He. The Agreement resulted in aggregate proceeds of $495,000.
  • [F4]Mr. He held 15,000 shares of stock option of the Company prior to the reported transactions.

Issuer

Professional Diversity Network, Inc.

CIK 0001546296

Entity typeother

Related Parties

1
  • filerCIK 0001489128

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 5:21 PM ET
Size
10.3 KB