BioCardia, Inc.·4

Sep 5, 12:40 PM ET

Allen Jim L. 4

4 · BioCardia, Inc. · Filed Sep 5, 2024

Insider Transaction Report

Form 4
Period: 2024-09-03
Allen Jim L.
Director
Transactions
  • Award

    Common Stock

    2024-09-03$3.00/sh+50,000$150,000109,661 total
  • Award

    Warrant (right to buy)

    2024-09-30+50,00050,000 total
    Exercise: $3.00From: 2024-09-03Exp: 2029-09-03Common Stock (50,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    6
  • Common Stock

    (indirect: See Footnote)
    6
Footnotes (3)
  • [F1]These shares were purchased from the Issuer in a public offering that closed on September 3, 2024, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.
  • [F2]These shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.
  • [F3]These shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4