JONES SODA CO·4

Sep 9, 4:23 PM ET

Murray Mark F. 4

4 · JONES SODA CO · Filed Sep 9, 2024

Insider Transaction Report

Form 4
Period: 2024-06-30
Transactions
  • Tax Payment

    Common Stock

    2024-08-15$0.44/sh210,000$93,0301,796,191 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-08-15600,000
    Common Stock (600,000 underlying)
  • Exercise/Conversion

    Common Stock

    2024-06-30+236,1911,406,191 total
  • Exercise/Conversion

    Common Stock

    2024-08-15+600,0002,006,191 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-06-30236,191
    Common Stock (236,191 underlying)
Footnotes (5)
  • [F1]Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting.
  • [F2]The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. These shares were not sold by the reporting person.
  • [F3]Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement.
  • [F4]On June 26, 2024, the reporting person was granted 472,383 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vest into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date.
  • [F5]The reporting person was granted 1,800,000 RSUs on February 15, 2023 that vested into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 600,000 RSUs on February 15, 2023, 600,000 RSUs on May 15, 2023, and the remaining 600,000 RSUs on August 15, 2024.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4