4/A//SEC Filing
Choi Woong Ji 4/A
Accession 0001437749-24-030861
CIK 0001101680other
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 12:45 PM ET
Size
9.2 KB
Accession
0001437749-24-030861
Insider Transaction Report
Form 4/AAmended
DZS INC.DZSI
Choi Woong Ji
Director
Transactions
- Exercise/Conversion
Common Stock
2024-09-30+25,000→ 75,000 total - Exercise/Conversion
Restricted Stock Units
2024-09-30−25,000→ 25,000 total→ Comon Stock (25,000 underlying)
Holdings
- 5,434,783(indirect: By IV Global Fund No. 4)
Common Stock
Footnotes (2)
- [F1]This represents the second vesting on September 30, 2024, in the amount of 25,000 units for a total amount vested of 75,000 of the restricted stock units issued on September 6, 2024. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
- [F2]Represents shares of the issuer's common stock directly owned by IV Global Fund No. 4 ("IV Global"), whose general partner is Invites Ventures Co., Ltd. ("Invites Ventures"). Woong Ji Choi (the "Reporting Person"), in his capacity as the Chief Executive Officer of Invites Ventures, may be deemed to beneficially own the shares of the issuer's common stock directly owned by IV Global. The Reporting Person disclaims beneficial ownership of the shares directly owned by IV Global except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission by the Reporting Person of beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
DZS INC.
CIK 0001101680
Entity typeother
Related Parties
1- filerCIK 0002007744
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 12:45 PM ET
- Size
- 9.2 KB