4//SEC Filing
ELLIS THOMAS B 4
Accession 0001437749-24-032278
CIK 0001832487other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 3:50 PM ET
Size
9.1 KB
Accession
0001437749-24-032278
Insider Transaction Report
Form 4
ELLIS THOMAS B
Director10% Owner
Transactions
- Award
Restricted Stock Unit
2024-10-25+16,667→ 16,667 totalFrom: 2025-05-02→ Common Stock (16,667 underlying)
Holdings
- 7,213,115(indirect: See Footnotes.)
Series A Convertible Preferred Stock
Exercise: $327.87From: 2024-08-05→ Common Stock (7,213,115 underlying) - 2,885,246(indirect: See Footnotes.)
Common Stock Purchase Warrants
Exercise: $3.05From: 2024-08-05Exp: 2030-08-05→ Common Stock (2,885,246 underlying)
Footnotes (5)
- [F1]The securities do not have any expiration date.
- [F2]The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC.
- [F3]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
- [F5]The restricted stock units vest 100% on the earliest of (i) May 2, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
Documents
Issuer
Guerrilla RF, Inc.
CIK 0001832487
Entity typeother
Related Parties
1- filerCIK 0001283774
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 3:50 PM ET
- Size
- 9.1 KB