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4//SEC Filing

Morris David Richard 4

Accession 0001437749-24-035424

CIK 0001499422other
View on SEC.govCompany Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 8:57 PM ET

Size

15.2 KB

Accession

0001437749-24-035424

Insider Transaction Report

Form 4
Period: 2024-11-13
RBB BancorpRBB
Morris David Richard
Director
Transactions
  • Exercise/Conversion

    Common Stock, No Par Value

    2024-11-13$20.55/sh+9,000$184,950→ 46,722 total
  • Sale

    Common Stock, No Par Value

    2024-11-13$24.89/sh−9,000$224,010→ 37,722 total
  • Exercise/Conversion

    Option (right to buy)

    2024-11-13$20.55/sh−9,000$184,950→ 0 total
    Exercise: $20.55From: 2023-01-22Exp: 2030-01-22→ Common Stock (9,000 underlying)
Holdings

  • Restricted Stock Units

    Exercise: $0.00→ Restricted Stock Units (767 underlying)
    767

  • Restricted Stock Units

    Exercise: $0.00→ Restricted Stock Units (5,204 underlying)
    5,204

  • Restricted Stock Units

    Exercise: $0.00→ Restricted Stock Units (6,675 underlying)
    6,675

  • Restricted Stock Units

    Exercise: $0.00→ Restricted Stock Units (9,493 underlying)
    9,493

  • Performance Stock Units

    Exercise: $0.00→ Performance Stock Units (14,240 underlying)
    14,240
Footnotes (7)
  • [F1]These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
  • [F2]These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
  • [F3]There will be no expiration date once restricted stock units vest.
  • [F4]These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
  • [F5]These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
  • [F6]These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
  • [F7]These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.

Documents

1 file

Issuer

RBB Bancorp

CIK 0001499422

→
Entity typeother

Related Parties

1
  • filerCIK 0001711919

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 8:57 PM ET
Size
15.2 KB
View on SEC.gov