4//SEC Filing
Lu Zhijian 4
Accession 0001437749-24-035991
CIK 0001777921other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 8:29 PM ET
Size
8.5 KB
Accession
0001437749-24-035991
Insider Transaction Report
Form 4
AvePoint, Inc.AVPT
Lu Zhijian
10% Owner
Transactions
- Sale
Common Stock
2024-11-21$17.81/sh−10,000$178,100→ 18,260,673 total(indirect: By Trust) - Sale
Common Stock
2024-11-19$15.88/sh−10,000$158,800→ 18,280,673 total(indirect: By Trust) - Sale
Common Stock
2024-11-20$17.12/sh−10,000$171,200→ 18,270,673 total(indirect: By Trust)
Footnotes (2)
- [F1]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.
- [F2]Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,331,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
Documents
Issuer
AvePoint, Inc.
CIK 0001777921
Entity typeother
Related Parties
1- filerCIK 0001874612
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 8:29 PM ET
- Size
- 8.5 KB