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4//SEC Filing

Ho John Chi On 4

Accession 0001437749-24-037365

CIK 0001777921other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 4:27 PM ET

Size

7.5 KB

Accession

0001437749-24-037365

Insider Transaction Report

Form 4
Period: 2024-12-10
Transactions
  • Award

    Common Stock

    2024-12-10$18.53/sh+23,371$433,0654,262,653 total(indirect: Held by Balmoral Blue Limited)
  • Award

    Common Stock

    2024-12-10$18.22/sh+23,392$426,2024,239,282 total(indirect: Held by Balmoral Blue Limited)
Footnotes (2)
  • [F1]Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $12.50 over any 20 trading days within any 30 day trading day period ("First Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 3, 2024, the date the First Milestone was achieved.
  • [F2]Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $15.00 over any 20 trading days within any 30 day trading day period ("Second Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 9, 2024, the date the Second Milestone was achieved.

Issuer

AvePoint, Inc.

CIK 0001777921

Entity typeother

Related Parties

1
  • filerCIK 0001865775

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 4:27 PM ET
Size
7.5 KB