4//SEC Filing
Hendry Jon 4
Accession 0001437749-25-000448
CIK 0000903419other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:01 PM ET
Size
21.4 KB
Accession
0001437749-25-000448
Insider Transaction Report
Form 4
Hendry Jon
Chief Technology Officer & EVP
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-01-02−1,891→ 0 total→ Common Stock (1,891 underlying) - Exercise/Conversion
Common Stock
2025-01-02+1,672→ 55,430 total - Exercise/Conversion
Common Stock
2025-01-02+1,891→ 57,321 total - Tax Payment
Common Stock
2025-01-02$19.14/sh−1,454$27,830→ 55,867 total - Exercise/Conversion
Restricted Stock Units
2025-01-02−1,035→ 0 total→ Common Stock (1,035 underlying) - Exercise/Conversion
Restricted Stock Units
2025-01-02−63→ 0 total→ Common Stock (63 underlying) - Exercise/Conversion
Common Stock
2025-01-02+1,035→ 53,695 total - Exercise/Conversion
Common Stock
2025-01-02+63→ 53,758 total - Exercise/Conversion
Restricted Stock Units
2025-01-02−1,672→ 0 total→ Common Stock (1,672 underlying)
Holdings
- 3,000(indirect: By Spouse)
Common Stock
- 21,951.954(indirect: By the Alerus Financial Corporation Employee Stock Ownership Plan)
Common Stock
Footnotes (8)
- [F1]On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
- [F2]Restricted stock units convert into common stock on a one-for-one basis.
- [F3]Includes 46,398 shares held jointly with Mr. Hendry's spouse.
- [F4]On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
- [F5]On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement
- [F6]On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
- [F7]Shares withheld upon vesting of restricted stock units for payment of tax liability.
- [F8]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Documents
Issuer
ALERUS FINANCIAL CORP
CIK 0000903419
Entity typeother
Related Parties
1- filerCIK 0001942217
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:01 PM ET
- Size
- 21.4 KB