De Plano Lorenzo 4
4 · Turning Point Brands, Inc. · Filed Jan 6, 2025
Insider Transaction Report
Form 4
De Plano Lorenzo
Chief Strategy Officer
Transactions
- Tax Payment
Common Stock
2025-01-02$60.65/sh−174$10,553→ 34,722 total
Holdings
- 1,386
Options (2020)
Exercise: $14.85Exp: 2030-03-18→ Common Stock (1,386 underlying) - 2,100
Options (2021)
Exercise: $51.75Exp: 2031-02-18→ Common Stock (2,100 underlying) - 2,500
Options (2022)
Exercise: $30.46Exp: 2032-03-14→ Common Stock (2,500 underlying)
Footnotes (5)
- [F1]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- [F2]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- [F3]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- [F4]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025.
- [F5]The total reported in Column 5 includes 6,754 restricted stock units and 27,968 shares of common stock.