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4//SEC Filing

De Plano Lorenzo 4

Accession 0001437749-25-000528

CIK 0001290677other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 7:19 PM ET

Size

9.3 KB

Accession

0001437749-25-000528

Insider Transaction Report

Form 4
Period: 2025-01-02
De Plano Lorenzo
Chief Strategy Officer
Transactions
  • Tax Payment

    Common Stock

    2025-01-02$60.65/sh174$10,55334,722 total
Holdings
  • Options (2020)

    Exercise: $14.85Exp: 2030-03-18Common Stock (1,386 underlying)
    1,386
  • Options (2021)

    Exercise: $51.75Exp: 2031-02-18Common Stock (2,100 underlying)
    2,100
  • Options (2022)

    Exercise: $30.46Exp: 2032-03-14Common Stock (2,500 underlying)
    2,500
Footnotes (5)
  • [F1]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  • [F2]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  • [F3]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
  • [F4]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025.
  • [F5]The total reported in Column 5 includes 6,754 restricted stock units and 27,968 shares of common stock.

Issuer

Turning Point Brands, Inc.

CIK 0001290677

Entity typeother

Related Parties

1
  • filerCIK 0002015498

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 7:19 PM ET
Size
9.3 KB