MIDDLEFIELD BANC CORP·4

Jan 24, 9:18 AM ET

Zimmerly Ronald Len Jr. 4

4 · MIDDLEFIELD BANC CORP · Filed Jan 24, 2025

Insider Transaction Report

Form 4
Period: 2025-01-14
Zimmerly Ronald Len Jr.
DirectorChief Executive Officer
Transactions
  • Award

    Conditional Stock Award

    2025-01-14+6,8646,864 total
    Exp: 2028-01-14Common Stock (6,864 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    8,786
  • Conditional Stock Award

    Exp: 2027-08-30Common Stock (6,708 underlying)
    6,708
  • Common Stock

    34,243.283
  • Conditional Stock Award

    Exercise: $28.60Exp: 2025-12-01Common Stock (3,788 underlying)
    3,788
  • Conditional Stock Award

    Exercise: $27.40Exp: 2026-03-10Common Stock (3,722 underlying)
    3,722
Footnotes (6)
  • [F1]Includes shares acquired under MBCN Dividend Reinvestment Plan
  • [F2]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mr. Zimmerly remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8K filing dated September 4, 2024.
  • [F3]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  • [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8K filing dated March 17, 2023.
  • [F5]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mr. Zimmerly remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient.
  • [F6]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mr. Zimmerly remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8K filing dated January 17, 2025.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    ZIMMERLY R 01 14 2025