4//SEC Filing
Purdy Graham 4
Accession 0001437749-25-006346
CIK 0001290677other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:58 PM ET
Size
24.3 KB
Accession
0001437749-25-006346
Insider Transaction Report
Form 4
Purdy Graham
DirectorPresident and CEO
Transactions
- Award
Common Stock
2025-03-03$70.34/sh+8,530$600,000→ 218,932 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−6,527$459,109→ 212,405 total - Award
Common Stock
2025-03-03$70.34/sh+5,922$416,553→ 218,327 total - Award
Common Stock
2025-03-03$70.34/sh+702$49,379→ 219,029 total - Award
Common Stock
2025-03-03$70.34/sh+8,090$569,051→ 227,119 total - Award
Common Stock
2025-03-03$70.34/sh+6,787$477,398→ 233,906 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−6,440$452,990→ 227,466 total
Holdings
- 12,000
Options
Exercise: $30.46Exp: 2032-03-14→ Common Stock (12,000 underlying) - 9,000
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (9,000 underlying) - 11,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (11,000 underlying) - 5,500
Options
Exercise: $47.58Exp: 2029-03-20→ Common Stock (5,500 underlying) - 8,900
Options
Exercise: $21.21Exp: 2028-03-07→ Common Stock (8,900 underlying) - 5,000
Options
Exercise: $15.41Exp: 2027-05-17→ Common Stock (5,000 underlying)
Footnotes (15)
- [F1]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- [F10]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 34,011 RSUs and 178,394 shares of Common Stock.
- [F11]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 184,316 shares of common stock.
- [F12]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 185,018 shares of common stock.
- [F13]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 193,108 shares of common stock.
- [F14]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 199,895 shares of common stock.
- [F15]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 193,455 shares of common stock.
- [F2]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
- [F7]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.
- [F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.
- [F9]The reported transaction involved the reporting person's receipt of a grant of 8,530 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 50,602 restricted stock units and 168,330 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001794878
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 7:58 PM ET
- Size
- 24.3 KB