Home/Filings/4/0001437749-25-006361
4//SEC Filing

Wexler Lawrence 4

Accession 0001437749-25-006361

CIK 0001290677other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 9:33 PM ET

Size

15.7 KB

Accession

0001437749-25-006361

Insider Transaction Report

Form 4
Period: 2025-03-03
Transactions
  • Award

    Common Stock

    2025-03-03$70.34/sh+13,210$929,191379,238 total
  • Award

    Common Stock

    2025-03-03$70.34/sh+975$68,582380,213 total
  • Tax Payment

    Common Stock

    2025-03-03$70.34/sh4,675$328,840375,538 total
Holdings
  • Options

    Exercise: $51.75Exp: 2031-02-18Common Stock (15,900 underlying)
    15,900
  • Options

    Exercise: $14.85Exp: 2030-03-18Common Stock (20,000 underlying)
    20,000
  • Options

    Exercise: $47.58Exp: 2029-03-20Common Stock (35,500 underlying)
    35,500
  • Options

    Exercise: $21.21Exp: 2028-03-07Common Stock (26,500 underlying)
    26,500
  • Options

    Exercise: $15.41Exp: 2027-05-17Common Stock (16,819 underlying)
    16,819
Footnotes (9)
  • [F1]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
  • [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
  • [F3]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
  • [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
  • [F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  • [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  • [F7]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 379,238 shares of common stock.
  • [F8]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 380,213 shares of common stock.
  • [F9]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 375,538 shares of common stock.

Issuer

Turning Point Brands, Inc.

CIK 0001290677

Entity typeother

Related Parties

1
  • filerCIK 0001660246

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:33 PM ET
Size
15.7 KB