4//SEC Filing
De Plano Lorenzo 4
Accession 0001437749-25-006362
CIK 0001290677other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:34 PM ET
Size
19.8 KB
Accession
0001437749-25-006362
Insider Transaction Report
Form 4
De Plano Lorenzo
Chief Strategy Officer
Transactions
- Award
Common Stock
2025-03-03$70.34/sh+1,433$100,797→ 36,155 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−869$61,125→ 35,286 total - Award
Common Stock
2025-03-03$70.34/sh+351$24,689→ 39,281 total - Award
Common Stock
2025-03-03$70.34/sh+3,644$256,319→ 38,930 total - Award
Common Stock
2025-03-03$70.34/sh+1,187$83,494→ 40,468 total - Award
Common Stock
2025-03-03$70.34/sh+995$69,988→ 41,463 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−2,288$160,938→ 39,175 total
Holdings
- 1,386
Options (2020)
Exercise: $14.85Exp: 2030-03-18→ Common Stock (1,386 underlying) - 2,100
Options (2021)
Exercise: $51.75Exp: 2031-02-18→ Common Stock (2,100 underlying) - 2,500
Options (2022)
Exercise: $30.46Exp: 2032-03-14→ Common Stock (2,500 underlying)
Footnotes (10)
- [F1]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- [F10]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,421 shares of common stock.
- [F2]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- [F3]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- [F4]The reported transaction involved the reporting person's receipt of a grant of 1,433 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,187 restricted stock units and 27,968 shares of common stock.
- [F5]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,754 RSUs and 29,532 shares of Common Stock.
- [F6]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,176 shares of common stock.
- [F7]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,527 shares of common stock.
- [F8]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 34,714 shares of common stock.
- [F9]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 35,709 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0002015498
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 9:34 PM ET
- Size
- 19.8 KB