4//SEC Filing
Gong Xunkai 4
Accession 0001437749-25-008270
CIK 0001777921other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:23 PM ET
Size
8.6 KB
Accession
0001437749-25-008270
Insider Transaction Report
Form 4
AvePoint, Inc.AVPT
Gong Xunkai
DirectorExecutive Chairman10% Owner
Transactions
- Award
Common Stock
2025-03-14$14.66/sh+85,266$1,250,000→ 794,941 total - Award
Stock Option (Right to Buy)
2025-03-14$8.34/sh+149,825$1,249,541→ 5,249,188 totalExercise: $8.34From: 2025-03-14Exp: 2035-03-14→ Common Stock (149,825 underlying)
Footnotes (6)
- [F1]This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock
- [F2]Represents performance-based RSUs ("PRSUs") based upon two metrics: Annual recurring revenue compounded annual growth rate for the years 2025-2027 (70% weighted) and FY 2027 GAAP profitability (30% weighted). Actual payouts may represent 50% to 150% of granted value. These PRSUs will fully vest on March 14, 2028.
- [F3]Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.
- [F4]This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.
- [F5]25% of the shares underlying this option will vest on March 14, 2026, and the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.
- [F6]This security represents options to purchase the Issuer's common stock granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each option represents the contingent right to receive, upon exercise of the option, one share of the Issuer's common stock.
Documents
Issuer
AvePoint, Inc.
CIK 0001777921
Entity typeother
Related Parties
1- filerCIK 0001865618
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:23 PM ET
- Size
- 8.6 KB