4//SEC Filing
Miller Ian D. 4
Accession 0001437749-25-008959
CIK 0001417663other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 4:06 PM ET
Size
43.3 KB
Accession
0001437749-25-008959
Insider Transaction Report
Form 4
Miller Ian D.
Director
Transactions
- Award
Common Stock
2024-05-09$15.00/sh+3,833$57,495→ 30,342 total - Award
Common Stock
2024-10-18+2,834→ 48,426 total - Disposition to Issuer
Common Stock Purchase Warrant (right to buy)
2024-10-18−7,000→ 0 totalExercise: $25.13From: 2022-08-05Exp: 2027-08-05→ Common Stock (7,000 underlying) - Conversion
Future Advance Convertible Promissory Note
2024-05-09−57,500→ 0 totalExercise: $15.00From: 2023-05-09Exp: 2024-05-09→ Common Stock (3,833 underlying) - Disposition to Issuer
Common Stock Purchase Warrant (right to buy)
2024-10-18−3,333→ 0 totalExercise: $15.00From: 2023-05-09Exp: 2028-05-09→ Common Stock (3,333 underlying) - Award
Stock Option (right to buy)
2024-12-31+1,754→ 43,087 totalExercise: $22.76Exp: 2029-12-31→ Common Stock (1,754 underlying) - Award
Common Stock
2024-10-18+5,950→ 42,592 total - Award
Future Advance Convertible Promissory Note
2022-08-05$105000.00/sh+105,000$11,025,000,000Exercise: $15.00From: 2022-08-05Exp: 2023-08-05→ Common Stock (7,000 underlying) - Award
Common Stock Purchase Warrant (right to buy)
2022-08-05+7,000→ 7,000 totalExercise: $25.13From: 2022-08-05Exp: 2027-08-05→ Common Stock (7,000 underlying) - Award
Future Advance Convertible Promissory Note
2023-05-09$50000.00/shExercise: $15.00From: 2023-05-09Exp: 2024-05-09→ Common Stock (3,333 underlying) - Award
Common Stock Purchase Warrant (right to buy)
2023-05-09+3,333→ 3,333 totalExercise: $25.13From: 2023-05-09Exp: 2028-05-09→ Common Stock (3,333 underlying) - Award
Stock Option (right to buy)
2024-10-22+41,333→ 41,333 totalExercise: $14.20Exp: 2034-10-22→ Common Stock (41,333 underlying) - Award
Common Stock Purchase Warrant (right to buy)
2023-05-09+3,333→ 3,333 totalExercise: $15.00From: 2023-05-09Exp: 2028-05-09→ Common Stock (3,333 underlying) - Disposition to Issuer
Common Stock Purchase Warrant (right to buy)
2024-10-18−3,333→ 0 totalExercise: $25.13From: 2023-05-09Exp: 2028-05-09→ Common Stock (3,333 underlying) - Award
Common Stock
2023-08-05$15.00/sh+8,050$120,750→ 26,509 total - Award
Common Stock
2024-10-18+6,300→ 36,642 total - Award
Common Stock
2024-10-18+3,000→ 45,592 total - Conversion
Future Advance Convertible Promissory Note
2023-08-05→ 0 totalExercise: $15.00From: 2022-08-05Exp: 2023-08-05→ Common Stock (8,050 underlying) - Disposition to Issuer
Common Stock Purchase Warrant (right to buy)
2024-10-18−7,000→ 0 totalExercise: $15.00From: 2022-08-05Exp: 2027-08-05→ Common Stock (7,000 underlying) - Award
Common Stock Purchase Warrant (right to buy)
2022-08-05+7,000→ 7,000 totalExercise: $15.00From: 2022-08-05Exp: 2027-08-05→ Common Stock (7,000 underlying)
Holdings
- 890(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Pursuant to the terms of the Future Advance Convertible Promissory Note issued by SANUWAVE Health, Inc. (the "Company") on August 5, 2022, all principal and accrued interest due as of the maturity date, August 5, 2023, was automatically converted into shares of common stock at a conversion price of $15.00 per share.
- [F2]Pursuant to the terms of the Future Advance Convertible Promissory Note issued by the Company on May 9, 2023, all principal and accrued interest due as of the maturity date, May 9, 2024, was automatically converted into shares of common stock at a conversion price of $15.00 per share.
- [F3]On October 18, 2024, effective upon the Company's 1-for-375 reverse stock split, the reporting person's warrants were exchanged for an aggregate of 18,084 shares of common stock pursuant to a letter agreement between the reporting person and the Company.
- [F4]On August 5, 2022, in exchange for $105,000 in cash, the reporting person acquired from the Company a Future Advance Convertible Promissory Note with a principal amount of $105,000 and a conversion price of $15.00 per share of common stock and two warrants (one exercisable for 7,000 shares of common stock at an exercise price of $15.00 per share and the other exercisable for 7,000 shares of common stock at an exercise price of approximately $25.13 per share).
- [F5]On May 9, 2023, in exchange for $50,000 in cash, the reporting person acquired from the Company a Future Advance Convertible Promissory Note with a principal amount of $50,000 and a conversion price of $15.00 per share of common stock and two warrants (one exercisable for 3,333 shares of common stock at an exercise price of $15.00 per share and the other exercisable for 3,333 shares of common stock at an exercise price of approximately $25.13 per share).
- [F6]Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.
- [F7]Options were fully vested at the grant date.
Documents
Issuer
SANUWAVE Health, Inc.
CIK 0001417663
Entity typeother
Related Parties
1- filerCIK 0002012527
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 4:06 PM ET
- Size
- 43.3 KB