HENNESSY ADVISORS INC·4

Mar 27, 5:18 PM ET

NILSEN TERESA M 4

4 · HENNESSY ADVISORS INC · Filed Mar 27, 2025

Insider Transaction Report

Form 4
Period: 2025-03-25
NILSEN TERESA M
DirectorEVP, CFO and Secretary
Transactions
  • Sale

    Common Stock

    2025-03-26$10.47/sh1,000$10,47217,425 total(indirect: By Children)
  • Gift

    Common Stock

    2025-03-27+4,00017,425 total(indirect: By Children)
  • Gift

    Common Stock

    2025-03-274,000140,123 total
  • Sale

    Common Stock

    2025-03-25$10.55/sh3,000$31,65518,425 total(indirect: By Children)
  • Sale

    Common Stock

    2025-03-27$10.53/sh4,000$42,11013,425 total(indirect: By Children)
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,518
Footnotes (4)
  • [F1]These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children.
  • [F2]The price in Column 4 is a weighted average price. The prices actually ranged from $10.4654 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  • [F3]The price in Column 4 is a weighted average price. The prices actually ranged from $10.4500 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  • [F4]The price in Column 4 is a weighted average price. The prices actually ranged from $10.4001 to $10.7000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4