CHEN HENG W 4

4 · CATHAY GENERAL BANCORP · Filed Apr 3, 2025

Form 4

Period: 2025-04-01

EVP/CFO

Transactions

Tax Payment
Common Stock
2025-04-01$42.82/sh−1,714$73,393→ 183,562 total
Exercise/Conversion
Common Stock
2025-04-01+5,904→ 189,466 total
Tax Payment
Common Stock
2025-04-01$42.82/sh−2,113$90,479→ 187,353 total
Exercise/Conversion
Restricted Stock Units
2025-04-01−3,463→ 0 total
→ Common Stock (3,463 underlying)
Exercise/Conversion
Common Stock
2025-04-01+4,788→ 185,276 total
Exercise/Conversion
Common Stock
2025-04-01+5,742→ 193,095 total
Exercise/Conversion
Restricted Stock Units
2025-04-01−3,558→ 0 total
→ Common Stock (3,558 underlying)
Exercise/Conversion
Restricted Stock Units
2025-04-01−7,117→ 0 total
→ Common Stock (7,117 underlying)
Tax Payment
Common Stock
2025-04-01$42.82/sh−2,055$87,995→ 191,040 total

Holdings

Footnotes (5)

[F1]Of the previously reported target award of 3,463 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
[F2]Of the previously reported target award of 3,558 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F3]Of the previously reported target award of 7,117 shares of performance-based restricted stock units, 73.938% of the target award was earned based upon the achievement of certain performance criteria.
[F4]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
[F5]Performance-based restricted stock units vested on December 31, 2024.

Documents

1 file