4//SEC Filing
Sauter Dennis Charles Jr 4
Accession 0001437749-25-011270
CIK 0001786248other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 8:36 PM ET
Size
19.6 KB
Accession
0001437749-25-011270
Insider Transaction Report
Form 4
Sauter Dennis Charles Jr
General Counsel and Secretary
Transactions
- Award
Restricted Stock Units
2025-04-03+17,242→ 17,242 total→ Common Stock (17,242 underlying) - Exercise/Conversion
Common Stock
2025-04-04+3,238→ 26,460 total - Tax Payment
Common Stock
2025-04-04$14.21/sh−1,184$16,825→ 25,276 total - Exercise/Conversion
Restricted Stock Units
2025-04-04−3,238→ 6,477 total→ Common Stock (3,238 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
- [F2]On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- [F3]On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Documents
Issuer
NexPoint Real Estate Finance, Inc.
CIK 0001786248
Entity typeother
Related Parties
1- filerCIK 0001803863
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 8:36 PM ET
- Size
- 19.6 KB