STERTZER SIMON H 4
4 · BioCardia, Inc. · Filed Apr 25, 2025
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA
STERTZER SIMON H
Director
Transactions
- Purchase
Warrant (right to buy)
2025-04-23+104,986→ 104,986 total(indirect: See note)Exercise: $1.91From: 2025-04-23Exp: 2030-04-23→ Common Stock (104,986 underlying) - Purchase
Common Stock
2025-04-23$1.91/sh+104,986$199,998→ 120,365 total(indirect: See Footnote)
Holdings
- 777(indirect: See Footnote)
Common Stock
- 57,138
Common Stock
- 59,204(indirect: See Footnote)
Common Stock
- 6,102(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.
- [F2]These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- [F3]These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- [F4]These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- [F5]These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.