Turning Point Brands, Inc.·4

May 9, 6:29 PM ET

Wigginton Brian 4

4 · Turning Point Brands, Inc. · Filed May 9, 2025

Insider Transaction Report

Form 4
Period: 2025-05-08
Wigginton Brian
Sr VP Finance & CAO
Transactions
  • Sale

    Common Stock

    2025-05-08$75.75/sh3,500$265,12510,171 total
Holdings
  • Options

    Exercise: $30.46Exp: 2032-03-14Common Stock (2,500 underlying)
    2,500
  • Options

    Exercise: $45.05Exp: 2031-05-17Common Stock (2,500 underlying)
    2,500
  • Options

    Exercise: $14.85Exp: 2030-03-18Common Stock (2,500 underlying)
    2,500
  • Options

    Exercise: $47.58Exp: 2029-03-20Common Stock (400 underlying)
    400
  • Options

    Exercise: $21.21Exp: 2028-03-07Common Stock (400 underlying)
    400
  • Options

    Exercise: $15.41Exp: 2027-05-15Common Stock (750 underlying)
    750
  • Options

    Exercise: $51.75Exp: 2031-02-18Common Stock (1,750 underlying)
    1,750
Footnotes (10)
  • [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
  • [F10]The total reported in Column 5 includes 5,948 restricted stock units and 4,223 shares of common stock.
  • [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
  • [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
  • [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
  • [F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  • [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  • [F7]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
  • [F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
  • [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.71 to $75.94.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4