4//SEC Filing
Mullin Peter George 4
Accession 0001437749-25-015945
CIK 0001279695other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 6:54 AM ET
Size
17.0 KB
Accession
0001437749-25-015945
Insider Transaction Report
Form 4
Mullin Peter George
DirectorChief Financial Officer
Transactions
- Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 totalExercise: $0.10Exp: 2028-05-12→ Common Stock (5,000,000 underlying) - Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 totalExercise: $0.16Exp: 2029-05-12→ Common Stock (5,000,000 underlying) - Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 totalExercise: $0.30Exp: 2030-05-12→ Common Stock (5,000,000 underlying)
Holdings
- 444,424
Common Stock
- 577,000(indirect: By Trust)
Common Stock
- 1,519,261(indirect: Mullin Family Superannuation Fund)
Common Stock
- 99,424
Stock Option (Right to Buy)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (99,424 underlying) - 100,000(indirect: By Trust)
Stock Option (Right to Buy)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (100,000 underlying) - 275,003(indirect: Mullin Family Superannuation Fund)
Stock Option (Right to Buy)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (275,003 underlying)
Footnotes (6)
- [F1]Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]These options vest on May 12, 2026 and expires on May 12, 2028.
- [F4]These options vest on May 12, 2027 and expires on May 12, 2029.
- [F5]These options vest on May 12, 2028 and expires on May 12, 2030.
- [F6]Stated in Australian dollars
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0002055910
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 6:54 AM ET
- Size
- 17.0 KB