Mullin Peter George 4

4 · UNIVERSAL BIOSENSORS INC · Filed May 12, 2025

Form 4

Period: 2025-05-12

DirectorChief Financial Officer

Transactions

Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 total
Exercise: $0.10Exp: 2028-05-12→ Common Stock (5,000,000 underlying)
Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 total
Exercise: $0.16Exp: 2029-05-12→ Common Stock (5,000,000 underlying)
Award
Stock Option (Right to Buy)
2025-05-12+5,000,000→ 5,000,000 total
Exercise: $0.30Exp: 2030-05-12→ Common Stock (5,000,000 underlying)

Holdings

Common Stock
444,424
Common Stock
(indirect: By Trust)
577,000
Common Stock
(indirect: Mullin Family Superannuation Fund)
1,519,261
Stock Option (Right to Buy)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (99,424 underlying)
99,424
Stock Option (Right to Buy)
(indirect: By Trust)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (100,000 underlying)
100,000
Stock Option (Right to Buy)
(indirect: Mullin Family Superannuation Fund)
Exercise: $0.20From: 2024-05-08Exp: 2027-05-08→ Common Stock (275,003 underlying)
275,003

Footnotes (6)

[F1]Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F2]Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]These options vest on May 12, 2026 and expires on May 12, 2028.
[F4]These options vest on May 12, 2027 and expires on May 12, 2029.
[F5]These options vest on May 12, 2028 and expires on May 12, 2030.
[F6]Stated in Australian dollars

Documents

1 file