4//SEC Filing
Carrillo Sabas D 4
Accession 0001437749-25-018039
CIK 0001996210other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 8:09 PM ET
Size
16.3 KB
Accession
0001437749-25-018039
Insider Transaction Report
Form 4
Carrillo Sabas D
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2025-05-19$0.83/sh+500$415→ 88,287 total - Purchase
Common Stock
2025-05-19$0.84/sh+1,170$983→ 89,457 total - Purchase
Common Stock
2025-05-21$0.84/sh+100$84→ 90,597 total - Purchase
Common Stock
2025-05-20$0.82/sh+520$426→ 89,977 total - Purchase
Common Stock
2025-05-21$0.80/sh+100$80→ 90,497 total - Purchase
Common Stock
2025-05-21$0.87/sh+200$174→ 90,797 total - Purchase
Common Stock
2025-05-20$0.84/sh+420$353→ 90,397 total
Holdings
- 3,571,429(indirect: By LLC)
Series V Preferred Stock
- 595,238(indirect: By LLC)
Warrants to Purchase Common Stock
Exercise: $0.46From: 2024-12-30Exp: 2027-12-31→ Common Stock (595,238 underlying) - 4,932,154(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Purchase of common stock on the open market pursuant to the Board approval.
- [F2]Reporting Person is the CEO and managing member of Adnant, LLC.
- [F3]Each share of Series V Preferred Stock is convertible at the option of the holder into 1/3 of a share of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into Common Stock on the fourth anniversary of the issuance date.
Documents
Issuer
BLUM HOLDINGS, INC.
CIK 0001996210
Entity typeother
Related Parties
1- filerCIK 0001876882
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 8:09 PM ET
- Size
- 16.3 KB