Carrillo Sabas D 4
4 · BLUM HOLDINGS, INC. · Filed Jun 4, 2025
Insider Transaction Report
Form 4
Carrillo Sabas D
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2025-05-21$0.77/sh+100$77→ 91,797 total - Purchase
Common Stock
2025-05-30$0.70/sh+192$134→ 92,389 total - Purchase
Common Stock
2025-05-30$0.67/sh+200$134→ 92,197 total - Purchase
Common Stock
2025-05-21$0.84/sh+200$168→ 91,997 total
Holdings
- 4,932,154(indirect: By LLC)
Common Stock
- 3,571,429(indirect: By LLC)
Series V Preferred Stock
- 595,238(indirect: By LLC)
Warrants to Purchase Common Stock
Exercise: $0.46From: 2024-12-30Exp: 2027-12-31→ Common Stock (595,238 underlying)
Footnotes (3)
- [F1]Purchase of common stock on the open market pursuant to the Board approval.
- [F2]Reporting Person is the CEO and managing member of Adnant, LLC.
- [F3]Each share of Series V Preferred Stock is convertible at the option of the holder into 1/3 of a share of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into Common Stock on the fourth anniversary of the issuance date.