4//SEC Filing
Carrillo Sabas D 4
Accession 0001437749-25-019448
CIK 0001996210other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 8:11 PM ET
Size
12.1 KB
Accession
0001437749-25-019448
Insider Transaction Report
Form 4
Carrillo Sabas D
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2025-05-21$0.77/sh+100$77→ 91,797 total - Purchase
Common Stock
2025-05-30$0.70/sh+192$134→ 92,389 total - Purchase
Common Stock
2025-05-30$0.67/sh+200$134→ 92,197 total - Purchase
Common Stock
2025-05-21$0.84/sh+200$168→ 91,997 total
Holdings
- 4,932,154(indirect: By LLC)
Common Stock
- 3,571,429(indirect: By LLC)
Series V Preferred Stock
- 595,238(indirect: By LLC)
Warrants to Purchase Common Stock
Exercise: $0.46From: 2024-12-30Exp: 2027-12-31→ Common Stock (595,238 underlying)
Footnotes (3)
- [F1]Purchase of common stock on the open market pursuant to the Board approval.
- [F2]Reporting Person is the CEO and managing member of Adnant, LLC.
- [F3]Each share of Series V Preferred Stock is convertible at the option of the holder into 1/3 of a share of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into Common Stock on the fourth anniversary of the issuance date.
Documents
Issuer
BLUM HOLDINGS, INC.
CIK 0001996210
Entity typeother
Related Parties
1- filerCIK 0001876882
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 8:11 PM ET
- Size
- 12.1 KB