Cushman Brittani 4/A

Accession 0001437749-25-020139

CIK 0001290677other

View on SEC.gov Company Profile

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 8:44 AM ET

Size

23.6 KB

Accession

0001437749-25-020139

Insider Transaction Report

Form 4/AAmended

Period: 2025-06-09

Turning Point Brands, Inc.TPB

Cushman Brittani

Sr VP, General Counsel

Transactions

Sale
Common Stock
2025-06-09$75.89/sh−7,500$569,175→ 34,687 total
Exercise/Conversion
Common Stock
2025-06-09$13.00/sh+7,500$97,500→ 42,187 total
Sale
Common Stock
2025-06-10$74.36/sh−7,500$557,700→ 34,687 total
Exercise/Conversion
Common Stock
2025-06-10$13.00/sh+7,500$97,500→ 42,187 total
Exercise/Conversion
Options
2025-06-09$13.00/sh−7,500$97,500→ 2,500 total
Exercise: $13.00Exp: 2027-02-14→ Common Stock (10,000 underlying)
Exercise/Conversion
Options
2025-06-10$13.00/sh−7,500$97,500→ 2,500 total
Exercise: $13.00Exp: 2027-02-14→ Common Stock (10,000 underlying)

Holdings

Common Stock
(indirect: By Spouse)
406.806
Options
Exercise: $30.46Exp: 2032-03-14→ Common Stock (8,000 underlying)
8,000
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (7,000 underlying)
7,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (6,000 underlying)
6,000
Options
Exercise: $47.58Exp: 2029-03-20→ Common Stock (4,800 underlying)
4,800
Options
Exercise: $15.41Exp: 2027-05-14→ Common Stock (3,250 underlying)
3,250
Options
Exercise: $21.21Exp: 2028-03-07→ Common Stock (4,500 underlying)
4,500

Footnotes (12)

[F1]The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
[F10]The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.
[F11]The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.
[F12]The original Form 4, filed on June 11, 2025, is being amended solely to correct an administrative error that incorrectly reported the reporting person's indirect ownership number of units, due to a missed decimal. The total reported in Column 5 is correctly recited as 406.806.
[F2]Granted pursuant to the issuer's 2015 Equity Incentive Plan
[F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
[F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
[F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
[F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
[F7]The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
[F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
[F9]Granted pursuant to the issuer's 2021 Equity Incentive Plan.

Documents

1 file

4
rdgdoc.xml
FORM 4/A

Issuer

Turning Point Brands, Inc.

CIK 0001290677

→

Entity typeother

Related Parties

filerCIK 0001831600

Filing Metadata

Form type: 4/A
Filed: Jun 11, 8:00 PM ET
Accepted: Jun 12, 8:44 AM ET
Size: 23.6 KB

View on SEC.gov