Purdy Graham 4

Accession 0001437749-25-020343

CIK 0001290677other

View on SEC.gov Company Profile

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 6:26 PM ET

Size

24.1 KB

Accession

0001437749-25-020343

Insider Transaction Report

Form 4

Period: 2025-06-11

Turning Point Brands, Inc.TPB

Purdy Graham

DirectorPresident and CEO

Transactions

Exercise/Conversion
Options
2025-06-12$15.41/sh−5,000$77,050→ 0 total
Exercise: $15.41Exp: 2027-05-17→ Common Stock (5,000 underlying)
Exercise/Conversion
Options
2025-06-12$14.85/sh−11,000$163,350→ 0 total
Exercise: $14.85Exp: 2030-03-18→ Common Stock (11,000 underlying)
Sale
Common Stock
2025-06-11$75.03/sh−30,000$2,250,900→ 227,466 total
Exercise/Conversion
Common Stock
2025-06-12+21,400→ 248,866 total
Exercise/Conversion
Options
2025-06-11$30.46/sh−12,000$365,520→ 0 total
Exercise: $30.46Exp: 2032-03-14→ Common Stock (12,000 underlying)
Exercise/Conversion
Common Stock
2025-06-11+30,000→ 257,466 total
Sale
Common Stock
2025-06-12$74.89/sh−21,400$1,602,646→ 227,466 total
Exercise/Conversion
Options
2025-06-11$21.21/sh−8,900$188,769→ 0 total
Exercise: $21.21Exp: 2028-03-07→ Common Stock (8,900 underlying)
Exercise/Conversion
Options
2025-06-11$47.58/sh−5,500$261,690→ 0 total
Exercise: $47.58Exp: 2029-03-20→ Common Stock (5,500 underlying)
Exercise/Conversion
Options
2025-06-11$51.75/sh−9,000$465,750→ 0 total
Exercise: $51.75Exp: 2031-02-18→ Common Stock (9,000 underlying)

Footnotes (15)

[F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
[F10]The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.
[F11]The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock.
[F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82.
[F13]The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II.
[F14]The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock.
[F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79.
[F2]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
[F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
[F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
[F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
[F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
[F7]The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
[F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
[F9]The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

Turning Point Brands, Inc.

CIK 0001290677

→

Entity typeother

Related Parties

filerCIK 0001794878

Filing Metadata

Form type: 4
Filed: Jun 12, 8:00 PM ET
Accepted: Jun 13, 6:26 PM ET
Size: 24.1 KB

View on SEC.gov