Wigginton Brian 4

Accession 0001437749-25-020794

CIK 0001290677other

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 5:23 PM ET

Size

22.4 KB

Accession

0001437749-25-020794

Insider Transaction Report

Form 4

Period: 2025-06-16

Turning Point Brands, Inc.TPB

Wigginton Brian

Sr VP Finance & CAO

Transactions

Sale
Common Stock
2025-06-16$75.67/sh−10,800$817,236→ 10,171 total
Exercise/Conversion
Options
2025-06-16$47.58/sh−400$19,032→ 0 total
Exercise: $47.58Exp: 2029-03-20→ Common Stock (400 underlying)
Exercise/Conversion
Common Stock
2025-06-16+10,800→ 20,971 total
Exercise/Conversion
Options
2025-06-16$51.75/sh−1,750$90,563→ 0 total
Exercise: $51.75Exp: 2031-02-18→ Common Stock (1,750 underlying)
Exercise/Conversion
Options
2025-06-16$45.05/sh−2,500$112,625→ 0 total
Exercise: $45.05Exp: 2031-05-17→ Common Stock (2,500 underlying)
Exercise/Conversion
Options
2025-06-16$15.41/sh−750$11,558→ 0 total
Exercise: $15.41Exp: 2027-05-15→ Common Stock (750 underlying)
Exercise/Conversion
Options
2025-06-16$21.21/sh−400$8,484→ 0 total
Exercise: $21.21Exp: 2028-03-07→ Common Stock (400 underlying)
Exercise/Conversion
Options
2025-06-16$14.85/sh−2,500$37,125→ 0 total
Exercise: $14.85Exp: 2030-03-18→ Common Stock (2,500 underlying)
Exercise/Conversion
Options
2025-06-16$30.46/sh−2,500$76,150→ 0 total
Exercise: $30.46Exp: 2032-03-14→ Common Stock (2,500 underlying)

Footnotes (12)

[F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
[F10]The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock.
[F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.
[F12]The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock.
[F2]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
[F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
[F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
[F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
[F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
[F7]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
[F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
[F9]The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

Turning Point Brands, Inc.

CIK 0001290677

→

Entity typeother

Related Parties

filerCIK 0001734429

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 5:23 PM ET
Size: 22.4 KB

View on SEC.gov