QUAINT OAK BANCORP, INC.·4

Sep 9, 2:02 PM ET

AUGUSTINE JOHN J 4

4 · QUAINT OAK BANCORP, INC. · Filed Sep 9, 2025

Insider Transaction Report

Form 4
Period: 2025-09-05
AUGUSTINE JOHN J
DirectorChief Financial Officer
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2025-09-05+2,5002,500 total
    Exercise: $10.15Exp: 2035-09-05Common Stock (2,500 underlying)
  • Tax Payment

    Common Stock

    2025-09-05+50045,725 total
Holdings
  • Common Stock

    (indirect: By IRA)
    25,200
  • Employee Stock Option (Right to Buy)

    Exercise: $13.30From: 2023-05-09Exp: 2028-05-09Common Stock (17,000 underlying)
    17,000
  • Common Stock

    (indirect: By Spouse)
    3,000
  • Common Stock

    (indirect: By ESOP)
    21,132.872
  • Common Stock

    (indirect: By 401(k))
    14,749.739
  • Employee Stock Option (Right to Buy)

    Exercise: $18.00Exp: 2033-05-10Common Stock (15,000 underlying)
    15,000
Footnotes (7)
  • [F1]Represents the grant of shares pursuant to the Issuer's 2023 Stock Incentive Plan that vest ratably over five years at 20% per year commencing on September 5, 2026.
  • [F2]Includes 2,700 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 4,500 shares that commenced vesting at a rate of 20% per year on May 10, 2024.
  • [F3]Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated September 4, 2025.
  • [F4]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
  • [F5]The options are vesting at a rate of 20% per year commencing on September 5, 2026.
  • [F6]The options vested at a rate of 20% per year commencing on May 9, 2019 and were fully vested as of May 9, 2023.
  • [F7]The options are vesting at a rate of 20% per year commencing on May 10, 2024.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4